Month: June 2017

Why Firms Need to Take Care When Advising on Pension Transfers

SIPPA cryptic Requirement on the Permission section of the FCA register record for Intelligent Pensions Ltd regarding pension transfers states:

“immediately cease to provide advice in relation to the transfer, or conversion, of safeguarded benefits under a pension scheme to flexible benefits”.

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The RegTech Revolution: Helping Conduct, Culture and Compliance

“The RegTech Revolution” was a webinar held for Digital Leaders Week 2017.

Jane Walshe of Enforcd was joined by Mathias Wegmueller, Co-founder and Head of Business Development, Qumram, and Wendy Jephson, Co-Founder & Chief Behavioral Scientist at Sybenetix to discuss what RegTech can do, and also possible pitfalls to be avoided in its use.

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The Total Cost of Independent Financial Advice

The FCA has traditionally tried to secure the greatest good for the greatest number of consumers. Enforcd was interested to note that one of its key themes for 2017/18 remained independent financial advice, now the preserve of those with £250k of investable assets.

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